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Archive for the ‘Patent Preparation Errors’ Category

To be or not to be an inventor?

The issue of inventorship is often raised during patent litigation.  If the inventors are incorrectly stated, the patent being asserted is unenforceable. For this reason, a critical component of developing a valuable patent portfolio is to have a process for making sure that inventorship is correctly stated. Because claims change during the patent application process, inventorship is sometimes a moving target.  Thus the best practice for nailing down proper inventorship is to examine the issue every time a change is made to the claims.

So who is an inventor? The inventor is the person who conceived of the idea that is claimed. Conception – not creation, is the cornerstone of inventorship. A person who merely implements an idea or supervises the implementation of it is not an inventor unless they contribute an enabling detail or improvement that ends up in the claims of the patent. A person who is hired to implement an idea is not an inventor by default. Moreover, the person in charge of the project is not automatically an inventor.  In many cases, excluding a person’s boss,  particularly when he or she was not involved in conception of the core innovation, is the correct move.  Inventorship can get complicated when a person has an original idea, but lacks the expertise to enable the idea, thereby necessitating the need to hire someone to build the idea. In such cases, the person who was hired often contributes significantly towards enabling the idea and may provide additional concepts, making that person a co-inventor.  

The bottom line with inventorship is that there are many nuances to consider and seeking the advice of a competent patent attorney is the best practice for making sure inventorship is correctly stated. Getting inventorship right is a critical to making a patent enforceable and having a process for making sure inventorship is right is a critical part of any intelligently executed intellectual property strategy.

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How do I prepare drawings for my patent application?

As the inventor, we encourage you to submit images of your drawing to assist us in preparing the application.  If the drawings are prepared in accordance with certain guidelines, the drawings can be used in the patent application, saving you time and money.  After all, who better to translate your vision into a visual medium? 

Black and White Line Drawings:  Typically, black and white line drawings are preferred by the United States Patent and Trademark Office (USPTO).  Drawings should consist of solid black lines sufficient to be reproducible in the printed patent.    Color is used on rare occasion, but only after the applicant has successfully petitioned to the USPTO that use of color is the only practical means by which to disclose the invention.  (Color drawings are not permitted in international applications or patent applications submitted by the electronic filing system.) 

Exclude Text: Your patent lawyer will determine any text that should appear in a drawing.  You may submit an annotated version and a clean version so that your patent lawyer may convert your drawing into appropriate formal drawings.  Your patent lawyer will add all required information, including proper identification on the drawing sheets including the title of invention, inventor’s name, and application number, or docket number if the application number has not been assigned. 

 For more details on the above and other specific items relating to patent drawings such as scale, shading, symbols, legends, numbers, letters, reference characters, lead lines, arrows, or use of photographs, please see 37 C.F.R. §1.84 or MPEP §1.84 – Appendix R Patent Rules.  We encourage you to read Section 1.84 before deciding whether to prepare the drawings on your own.  If the standards prove too daunting, you can work on the drawings with your patent lawyer.  Your patent lawyer may also opt to utilize a draftsperson that specializes in your type of invention.  There are several draftspersons available here in Los Angeles who specialize in patent drawings.

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So you have a great idea…

Are you thinking about patenting your invention?   Whoever invents, discovers or improves a process, machine, manufacture or composition may be eligible for a patent.  When you are ready to discuss your idea with a patent lawyer, you will save time and money if you are prepared.  We are providing the Invention Disclosure Form below for informational purposes.  The form will help you flesh out your idea and collect relevant information that your IP lawyer will need to best service you.  If you are in the Los Angeles area, please consider us to help you obtain and protect your intellectual property rights.

Click here to download an Invention Disclosure Form.

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Claim amendments can affect the doctrine of equivalents

As a patent holder, you have the right to prevent sale, use, or manufacture of a discovery or invention if it employs substantially the same means to achieve substantially the same results in substantially the same way as the limitations recited in your claims.  This is a right you may assert under the “doctrine of equivalents.”   The scope of a patent is not limited to the literal terms, but instead embraces all equivalents to claims described.  See Festo v. Shoketsu, 535 U.S. 722 (2002).

Amendment of your claims during patent prosecution may bar a claim for infringement under the doctrine of equivalents.  Prosecution history estoppel occurs when the claims are amended to avoid prior art or to satisfy requirements of the Patent Act during prosecution of the application.  In other words, if your claims are narrowed to overcome prior art cited by the Examiner, the scope of your patent may be restricted to the exact or literal wording of the amended claims instead of any equivalents.  

Amendment of your claims does not always preclude you from a claim for infringement under the doctrine of equivalents.  The patent holder has the burden of proving that the amendment does not relinquish the equivalent being imposed.  So, when reviewing the draft Office Action Response prepared by your patent lawyer, make sure the scope of the claims adequately cover the invention.   Discuss all claim amendments with your patent lawyer to make sure you are both clear on what coverage is needed and retained throughout the patent prosecution.

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Patent Validity: What you need to tell your patent lawyer

Obtaining a patent is a resource-intensive process. Your patent attorney can advise you on the best course of action to obtain protection of your IP. However, it is in your best interest to provide truthful information to your patent lawyer. Communications with your lawyer are protected as confidential because of the attorney-client privilege.

A patent may be held invalid for a variety of reasons. This is especially relevant if the patent is litigated. Opposing counsel will scrutinize the patent for invalidity issues. It is your patent lawyer’s job to help you avoid these pitfalls. To do so, your patent lawyer must know the facts.  The more upfront you are with your patent lawyer regarding potential issues, the better he can advise you and possibly remedy the situation.

When discussing your invention with your patent attorney, you should be ready to provide:

  • All potential inventors, including individuals outside of your business entity
  • Any previous patent filings related to the invention
  • Publications and uses that are relevant to the invention
  • Offers for sale and public use of the product, including the earliest disclosure date
  • Any content disclosed outside of a Non-Disclosure Agreement (NDA), including the date of any such disclosures

In the United States, inventors lose the right to obtain a patent if an application is filed more than a year after first public disclosure of the claimed technology. 

Furthermore, there is a duty of disclosure to the U.S. Patent and Trademark Office under 37 C.F.R. . § 1.56. The duty applies to all known information that is material to patentability.  While the duty of disclosure does not require you to perform a search, it does require you to provide information currently in your possession.  A patent may be invalidated if the duty of disclosure is violated.

Applicants are also subject to a duty of candor.  The duty is breached by inequitable conduct, or “affirmative misrepresentation of a material fact, failure to disclose material information, or submission of false material information, coupled with an intent to deceive.”  Molins PLC v. Textron, Inc., 48 F.3d 1172, 1178 (Fed. Cir. 1995).  A patent may be invalidated for inequitable conduct.

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